Submitted
by: G. and L. Lindgren
and L. Holm A.
and B. Hjord, E. and I. Lundquist, L. Radko and E. Stahl (represented by
counsel)
Alleged
victims: The authors
State
party concerned: Sweden
Date
of communication: 25 May 1988
Date
of the decisions on admissibility: 30 March 1989
The
Human Rights Committee, established under article 28 of the International
Covenant on Civil and Political Rights,
Meeting
on 9 November 1990,
Havinct
concluded its consideration of communications Nos. 298/1988 and 299/1988,
submitted to the Committee by G. and L. Lindgren and L. Holm and A. and
B. Hjord et al. under the Optional Protocol to the International
Covenant on Civil and Political Rights,
Having
taken into account all written information made available to it by the
authors of the communications and by the State party,
Adopts
the following:
Decision
to deal jointly with two communications
The
Human Rights Committee,
Considering
that communications Nos. 298/1988 and 299/1988 refer to closely related
events affecting the authors,
Considering
further that the two communications can appropriately be dealt with
together,
1. Decides,
pursuant to rule 88, paragraph 2, of its rules of procedure, to deal jointly
with these communications
2. Further
decides that this decision shall be communicated to the State party
and the authors of the communications.
Views under article 5, paragraph 4, of the Optional Protocol
1. The
authors of the communication (initial letters dated 25 May 1988 and subsequent
correspondence) are G. and L. Lindgren and L. Holm (communication No. 298/1988),
A. and B. Hjord, E. and I. Lundquist, L. Radko and E. Stahl (communication
No. 299/1988), Swedish citizens residing in the municipalities of Norrkoping
and Upplands-Bro, Sweden. They claim to be victims of a violation by the Government
of Sweden of article 26 of the International Covenant on Civil and Political
Rights. They are represented by counsel.
2.1 The
authors are the parents of children who attend the private Rudolf Steiner
School in Norrkoping and the Ellen Key School in Stockholm. For the school
year 1987/88 they applied to the municipality of Norrkoping for financial
aid for the purchase of their children's textbooks and to the municipality
of Upplands-Bro for financial aid for their children's school meals and for
the purchase of their textbooks. On 20 April 1988 and 10 February 1988, respectively,
their applications were rejected. The authors did not appeal and therefore
the decisions became final.
2.2 The
authors consider that the rejection of financial aid constitutes a violation
of article 26 of the Covenant since the kind of financial aid they applied
for, the so-called School Social Aid (SSA), is normally granted by Swedish
municipalities regardless of whether the children are attending private or
public schools. Such aid is allegedly intended to relieve the parents of the
additional expenses they face because of the compulsory school attendance
of their children. Since, pursuant to the Parents' Code, parents must support
their children, who are under an obligation to attend comprehensive school,
the Swedish legislature considers financial aid to be a
social
benefit and complementary to child allowances.
2.3 Children
may attend either a public or a recognized private school in order to satisfy
the requirement of compulsory school attendance. According to the authors,
the award of free or subsidized textbooks and of free school meals is neither
exempted from the scope of the equality rule nor from the scope of article
26 of the Covenant.
2.4 The
Supreme Administrative Court has considered "SSA" to constitute services provided
free of charge. This, the authors claim, is incorrect, since it is financed
out of the municipal income tax, borne by all residents of the municipality.
They further allege that, for ordinary Swedish families, public grants ensure
a basic standard of living. "SSA", therefore, constitutes a supplementary,
tax-free income. Parents receiving "SSA" are said to be put in a better economic
situation vis-a-vis parents who do not receive such aid. The authors
consider this fact to compound the discriminatory effect of the municipality's
refusal to grant them "SSA".
2.5 Since
1958, the decision to award financial aid has been delegated by the central
Government to the municipal authorities. Pursuant to the Local Government
Act, municipal authorities are prohibited from treating residents differently
on any other than on objective bases, so as to ensure equality of treatment
in the application of the law.
2.6 The
authors claim that there is discrimination between their children and the
pupils of public schools or private schools receiving financial aid. This
difference in treatment is possible because the local authorities are under
no legal obligation to grant financial aid to private schools, which renders
the system arbitrary.
2.7 The
authors claim that they have exhausted domestic remedies for purposes of article
5, paragraph 2 (b) of the Optional Protocol. In the light of a 1970 landmark
decision of the Supreme Administrative Court rejecting an appeal filed by
parents who complained about the denial of "SSA", the authors contend that
an appeal would be futile, especially considering that all similar appeals
following the 1970 decision have been rejected.
3. By
decisions dated 8 July 1988, the Working Group of the Human Rights Committee
transmitted the communications under rule 91 of the rules of procedure to
the State party, requesting
information and
observations relevant to the question of admissibility. In this context, it
asked the State party to provide the Committee with the rules and regulations
governing the granting and use of financial aid for private schools or their
pupils in respect of school meals and teaching aids.
4.1 In
its submissions under rule 91, dated 22 November 1988, the State party objected
to the admissibility of the communications under article 3 of the Optional
Protocol, on grounds of lack of merit. It admitted, however, that domestic
remedies had been exhausted within the meaning of article 5, paragraph 2 (b),
of the Optional Protocol, since the legal situation in Sweden is such that
any appeal would have been futile.
4.2 The
State party submits that the Swedish school system is regulated by the 1985
School Act (
Skollagen 1985:1100). Sweden operates a uniform public school system
comprising a compulsory basic school for pupils aged 7-16 years. The duty
to attend school corresponds to the right to receive education within the
framework of the public school system (chap. 3, sect. 1, of the 1985 Act).
The duty to attend school shall, in principle, be fulfilled by
attending a
public school. Exceptions to this rule are Sami schools, approved independent
schools (private schools) and national boarding schools (chap. 3, sect. 2,
of the 1985 Act). The Act stipulates that the obligation to attend school
may be satisfied through
attendance at
a private school approved for that purpose by the local school board. The
Act provides that approval shall be granted if the school in question provides
education of a quality that corresponds to that of the compulsory basic school.
4.3 The
1985 Act provides that basic compulsory school shall be free of charge for
pupils (chap. 4, sect. 15). In particular,
books, writing utensils and other aids shall be provided to the pupils free
of charge. The local government of each municipality is
charged with the responsibility of providing education that meets the standards
set by the State and to
finance this public sector school system (chap. 4, sect. 6). In Sweden
the municipalities enjoy a wide measure of autonomy with respect to their
own elected municipal assembly and
finance their
own operations through taxation of their residents. Each municipality determines
its own tax rate and the revenue constitutes the municipality's main source
of income. Tax rates vary according to the needs and the financial situation
of each municipality. The municipalities receive certain contributions from
the State towards the expenses for the maintenance of the public school system.
These
contributions go primarily to the salaries of the staff. No particular
grant is given to cover expenses for the purchase of textbooks or for provision
of school meals. These are, as a result, borne by the municipalities.
4.4 The
possibility for an approved private school at the compulsory school level
to obtain State grants is regulated in decree 1983:97. Pursuant to it, the
State may, upon application from the school, grant such aid, in practice when
the school has been functioning for approximately three years. The grant is
given as a fixed sum per pupil and differs depending on the educational level
reached by the pupil. The grant can be subject to certain conditions. In principle,
the school may be open to all and have reasonable fees and a pedagogic plan
approved by the National Board of Education.
4.5 Decree
1967:270 on Private Schools and decree 1988:681 on State Grants for National
Boarding Schools and Certain Private Schools apply to large private schools,
which provide education at both the basic and higher levels. The grants are
calculated in an exact manner, which resembles the method used for grants
for the public sector schools in a municipality. The 1967 decree applies to
the Ellen Key School in Stockholm and to the Rudolf Steiner School in Norrkoping.
4.6 There
are no particular rules concerning grants from municipalities to private schools
or their pupils. The municipality must decide on these matters on the basis
of the general rules of competence. The decision is subject to appeal in accordance
with a special procedure.
4.7 The
State adds that in Sweden a so-called general child grant (
barnbidrag) is provided for children under 16 years of age. This grant
is paid to the custodian of the child and at present amounts to 450 Swedish
kroner per month. For children above 16 years attending school or higher level
schools, study aid is granted up to the age of 20 years. The State designates
the establishments where pupils are entitled to receive such study aid (1973
Act, chap. 3, sect. 1).
4.8 According
to the State party, it
cannot reasonably follow from article 26 of the Covenant that the State or
a municipality should cover expenses incurred by attendance at a private school,
voluntarily chosen by the student, instead of the corresponding public school.
Failure to grant aid cannot constitute a discriminatory act within the meaning
of article 26. Private schools are available, and
any difference in the legal and/or financial situation of these schools and
their pupils is laid down in a manner compatible
with article 26.
4.9 With
regard to the equality principle in municipal matters, the State party submits
that this principle cannot change the fact that there is no statutory obligation
for municipalities to grant private schools or their pupils financial aid.
Consequently, a decision not to concede grants cannot be qualified as discriminatory.
4.10 Concerning
the allegation of discrimination compared with pupils of other private schools,
the State party submits that the decisions involved fall under the competence
of the municipalities, which enjoy a large degree of autonomy. The legislation
is based on the concept that the local authorities are best placed to take
decisions relating to educational matters in their district. The difference
in treatment that may result from this independence is, according to the State
party, based on objective and reasonable criteria.
5.1 In their comments
dated 21 December 1988, the authors note that "parents" are not mentioned
at all in the State party's submissions, although parents are the citizens
being treated differently financially in spite of their identical obligation
under the Parents' Code.
5.2 As
regards textbooks, the authors contend that the legal duty imposed on parents
to have their children attend school implies that expenses should be shared
equally by all parents, regardless of the type of school chosen. Free textbooks
are intended to relieve parents from their obligations under the Parents'
Code and to eliminate unjust distinctions between families. "SSA" is not intended
to subsidize education, but to ease the family budget generally. Consequently,
it is in this purely social context that discrimination has occurred.
6.1 Before
considering any claims in a communication, the Human Rights Committee must,
in accordance with rule 87 of its rules of procedure, decide whether or not
it is admissible under the Optional Protocol to the Covenant.
6.2 The
Committee ascertained, as required under article 5, paragraph 2 (a), of the
Optional Protocol, that the same matter was not being examined under another
procedure of international investigation or settlement. The Committee noted
that the State party did not contest the admissibility of the communication
with respect to article 5, paragraph 2 (b), of the Optional Protocol. The
Committee therefore concluded that, on the basis of the information before
it, the requirements of article 5, paragraph 2, of the Optional Protocol,
concerning prior exhaustion of domestic remedies, had been met.
6.3 With
regard to the State Party's submission that the "lack of merit" in the author's
argumentation should be considered as sufficient to declare the communication
inadmissible pursuant to article 3 of the Optional Protocol, the Committee
recalled that article 3 provides that communications shall be declared inadmissible
if they: (a) are anonymous, (b) constitute an abuse of the right of submission,
or (c) are incompatible with the provisions of the Covenant. It observed that
the authors had made a reasonable effort to substantiate their allegations,
for purposes of admissibility, and that they had invoked a specific provision
of the Covenant.
Accordingly, the Committee decided that the
issues before it should be examined on the merits.
7. On
30 March 1989 the Human Rights
Committee therefore decided that the
communications were admissible.
8.1 In
its submissions under article 4, paragraph 2, of the Optional
Protocol, dated 12 October 1989, the State party indicates that it does not
approve
the use by counsel of the term "School Social Aid" (SSA) since the term might
convey a wrong impression that the financial aid in question is a specific
and clearcut form of social assistance. The State party recalls that in Sweden
there exists a uniform public sector school system conceived to serve the
entire pouplation of the country and that, in principle, the duty to attend
school prescribed by law is to be fulfilled within the framework on the public
school system. The legislation here at issue is aimed at providing equal education
for children all over the country and also reflects the political will to
provide all children with an opportunity to attend the public sector education
system. Accordingly, fulfilling the duty to attend school in schools other
than those envisaged by the public sector must be seen as an exception to
the general rule. In this context, the State party points out that there are
relatively few private schools that qualify as a valid substitute to the compulsory
part of the public sector school system. It is further submitted that the
existing public school system has not disregarded the fact that people in
Sweden might have different values in so far as education is concerned. In
this connection, the State party quotes from a statement made in the context
of the 1980 Teaching Plan for the compulsory basic school, "Aims and Directives",
where,
inter alia, it is stressed that
"... Schools
should be open to the presentation of different values and opinions and stress
the importance of personal concern". Moreover, it points out that the same
objective is contemplated by the School Act of 1985, which, in Ch. 3, Sec.
2, provides that a school may, at the request of a custodian of a pupil under
the duty to attend school, dispense such a pupil from the obligation to attend
otherwise compulsory activities in the educational programme of that school.
These are but a few examples to demonstrate that the public sector school
system in Sweden is intended and conceived to serve the needs of the whole
population of Sweden and that, therefore, it is not necessary to establish
a parallel school system.
8.2 The
State party further argues that the compulsory part of the public sector school
system remains always open to all children who are subject to the duty to
attend school and that parents who have chosen to have their children fulfil
their duty in alternative schools retain the right to request that their children
be integrated within the public sector school system. This stems from the
aim of the legislator that the duty to attend school should in principle be
fulfilled within the framework of the public sector school system. Accordingly,
it is contended that it cannot be reasonably expected that a municipality
should organize both the public sector school system, which is open to all
children, and at the same time contribute towards covering the costs of privately
organized schools. The State party acknowledges that certain municipalities
may have agreed to contribute to the activities of certain private schools.
Such contributions are
granted for
purposes of covering costs for school-books, school meals and medical care
at school
and are given either in the form of a grant of money or by granting
pupils in a private
school the possibility of having meals or visiting health care facilities.
The municipal support of private schools, however, varies
from one municipality to another or it may also differ from one school to
another
within the same municipality. This depends on the interest that the
school represents
in the eye of the municipal board, but, more importantly, on the great liberty
that a municipality enjoys when deciding whether and to
what
extent it intends to support a private school. In this context, the State
party adds that, according to a number of decisions by the Supreme
Administrative
Court of Sweden, it does not, in principle, fall under the competence of a
municipality to grant contributions to matters which are of no
particular general interest to the inhabitants of the municipality. The State
party
therefore reiterates its contention that no violation of the Covenant
has occurred in
any of the respects alleged by the authors.
9.1 In
their comments dated 22 December 1989, the authors observe that the State
party's submissions focus on "education" and the "public school system" in
order to divert attention from the authors' argument that the assistance at
issue
does not relate to education, but is intended to relieve parents from their
obligations under the Parents' Code Act within a purely social context. They
reiterate that the substance of the matter under consideration remains the
differentiation between parents with regards to social benefits granted as
personal relief of their obligations under the Parents' Code and points out
that the State party, by referring to municipal contributions to private schools
for purposes of covering their costs or supporting their activities, clearly
shows no inclination to admit that such social benefits - free meals and textbooks
- are granted to individuals.
9.2 As
to the form of the assistance under consideration, authors argue that, contrary
to what the State party maintains, it is easily definable. They refer to the
Government's annual decrees on Intermunicipal Compensation that determine
the per capita amount relating to free meals and textbooks applicable
to pupils attending the public sector schools of Sweden. The Decrees relating
to the school years 1987/1988 and 1988/1989 are based on statistical figures
concerning costs of meals, textbooks and other items, as compiled by the Sweden
Association of Local Authorities. As to the value of this assistance, it is
submitted that, independently of its various forms, the financial aid pertaining
to pupils attending private schools is easily transformable into fixed amounts
of money. In fact, since 1946 most Swedish municipalities (and not "certain"
municipalities as the State party contents) administer this form of social
assistance to parents on an equal basis.
9.3 In
addressing the State party's argument that "according to a number of
decisions of the
Supreme Administrative Court, it does not in principle fall under the competence
of a municipality to grant contributions to matters that are of no particular
general interest to the inhabitants of the municipality", the authors point
out that the matters referred to are not spelled out by the State party. In
this respect, they add that since the beginning of this century it has been
considered of general interest that Swedish municipalities provide all children
within their boundaries with meals and basic textbooks.
9.4 With
regard to the public costs for school meals and textbooks, the authors challenge
the State party's statement according to which it cannot be reasonably expected
that a municipality should organize the public sector school system and, at
the same time, provide for contributions intended to cover the costs for private
schools. This statement, it is submitted, clearly contradicts the declaration
made in January 1988 by the Swedish Minister of Education on behalf
of the Government:
9.5 Finally,
the authors maintain that the description of the public school sector contained
in the State party's submission is intended to convey the impression that a
private school system is unnecessary in Sweden. They therefore object to the
State party's assertion that
"... the
public sector school system is intended to serve the needs of the entire population
and does not make it necessary to build up parallel school systems
... , and
submit the this is largely contradicted by the fact that parents of more than
5,000 pupils have nevertheless found it necessary, in 1989, to choose private
schools. In this context, they add that many more parents would be willing to
send their children to such schools, if they could afford them and if the authorities
would not withhold the assistance in question.
10.1 The
Human Rights Committee has considered the merits of the communications in the
light of all the information made available to it by the parties, as provided
in article 5, paragraph 1, of the Optional Protocol.
10.2 The
main issue before the Committee is whether the authors of the communications
are victims of a violation of article 26 of the Covenant because, as parents
of children attending a private school, they have been denied subsidies from
the municipality of Norrkoping for the textbooks of their children attending
the Rudolf Steiner School in Norrkoping and from the municipality of Upplands-Bro
for the textbooks and school meals of their children attending the Ellen Key
School in Stockholm, whereas parents of children who attend public schools and
parents whose children attend private schools in other municipalities do enjoy
financial assistance for their
children's
textbooks and meals. In deciding whether or not the State party has violated
article 26 by not granting the authors such benefits, the Committee bases its
findings on the following observations.
10.3 The
State party's educational system provides for comprehensive public sector schooling
and allows for private education as an alternative to public education. In this
connection the Committee observes that the State party and its municipalities
make public sector schooling and a variety of ancillary benefits, such as free
transport by bus, free textbooks and school meals, available to all children
subject to compulsory school education. The State party cannot be deemed to
be under an obligation to provide the same benefit to private schools; indeed,
the preferential treatment given to public sector schooling is reasonable and
based on objective criteria. The parents of Swedish children. are free to take
advantage of the public sector schooling or to choose private schooling for
their children. The decision of the authors
of these
communications to choose private education was not imposed on them by the State
party or
by
the municipalities concerned, but reflected a free choice recognized and respected
by the State party and the municipalities. Such free decision, however, entails
certain consequences, notably payment of tuition, transport, textbooks and school
meals. The Committee notes that a State party cannot be deemed to discriminate
against
parents who freely choose not to avail themselves of benefits which are generally
open to all. The State party has not violated article 26 by failing to
provide the same
benefits to parents of children attending private schools as it provides to
parents of children at public schools.
10.4 The
authors also allege discrimination by the State party because different private
schools receive different benefits from the municipalities. The Committee notes
that the authors complain about decisions taken not by the authorities of the
Government of Sweden but rather
by
local authorities. The State party has referred to the decentralized system
existing in Sweden, whereby decisions of this nature are taken at the local
level. In this connection the Committee recalls its prior jurisprudence that
the State party's responsibility is engaged by virtue of decisions of its municipalities
and that no State party is relieved of its obligations under the Covenant by
delegating some of its functions to autonomous organs or municipalities. The
State party has informed the Committee that the various municipalities decide
upon the appropriateness of private schools in their particular education system.
This determines whether a subsidy
will
be awarded. This is how the Swedish school system is conceived pursuant to the
School Act of 1985. When a municipality makes such a decision, it should be
based on reasonable and objective criteria and made for a purpose that is legitimate
under the Covenant. In the cases under consideration, the Committee cannot conclude,
on the basis of the information before it, that the denial of a subsidy for
textbooks and school meals of students attending the Ellen Key School in Stockholm
and the Rudolf Steiner School in Norrkoping was incompatible with article 26
of the Covenant.
11. The
Human Rights Committee, acting under article 5, paragraph 4, of the Optional
Protocol to the International Covenant on Civil and Political Rights, is of
the view that the facts
which have
been placed before it do not disclose a violation of any provision of the Covenant.
[Done in
English, French, Spanish and Russian, the English text being the original version.]
Notes
a/
Communication
No. 273/1988 (B.d.B. et al. v. The Netherlands) declared inadmissible
on 30 March 1989, para. 6.5.